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- /* Here is the full text of the United State's Supreme Court's
- opinion in The Nancy Beth Cruzan case. You may have heard of this
- case, in which Nancy's parents sought to stop artificial life
- support for their daughter, who was living but had no cognitive
- function. This case is the first by the U.S. Supreme Court to
- discuss living wills, and we include it since one of the primary
- foci of the Home Legal Guide is living wills. In addition this
- opinion contains a good discussion of durable power of attorney
- laws for healthcare.*/
-
- NANCY BETH CRUZAN, BY HER PARENTS AND
- CO-GUARDIANS, LESTER L. CRUZAN, ET UX.,
- PETITIONERS v. DIRECTOR, MISSOURI
- -
- DEPARTMENT OF HEALTH, ET AL.
-
- ON WRIT OF CERTIORARI TO THE SUPREME COURT
- OF MISSOURI
-
- [June 25, 1990]
-
- CHIEF JUSTICE REHNQUIST delivered the opinion of the Court.
-
- Petitioner Nancy Beth Cruzan was rendered incompetent as a
- result of severe injuries sustained during an automobile ac-
- cident. Co-petitioners Lester and Joyce Cruzan, Nancy's parents
- and co-guardians, sought a court order directing the withdrawal
- of their daughter's artificial feeding and hydration equipment
- after it became apparent that she had virtually no chance of re-
- covering her cognitive faculties. The Supreme Court of Missouri
- held that because there was no clear and convincing evidence of
- Nancy's desire to have life-sustaining treatment withdrawn under
- such circumstances, her parents lacked authority to effectuate
- such a request. We granted certiorari, 492 U. S. ---- (1989),
- and now affirm.
-
- On the night of January 11, 1983, Nancy Cruzan lost control of
- her car as she traveled down Elm Road in Jasper County, Missouri.
- The vehicle overturned, and Cruzan was discovered lying face down
- in a ditch without detectable respiratory or cardiac function.
- Paramedics were able to restore her breathing and heartbeat at
- the accident site, and she was transported to a hospital in an
- unconscious state. An attending neurosurgeon diagnosed her as
- having sustained probable cerebral contusions compounded by sig-
- nificant anoxia (lack of oxygen). The Missouri trial court in
- this case found that permanent brain damage generally results
- after 6 minutes in an anoxic state; it was estimated that Cruzan
- was deprived of oxygen from 12 to 14 minutes. She remained in a
- coma for approximately three weeks and then progressed to an un-
- conscious state in which she was able to orally ingest some nu-
- trition. In order to ease feeding and further the recovery, sur-
- geons implanted a gastrostomy feeding and hydration tube in Cru-
- zan with the consent of her then husband. Subsequent rehabilita-
- tive efforts proved unavailing. She now lies in a Missouri state
- hospital in what is commonly referred to as a persistent vegeta-
- tive state: generally, a condition in which a person exhibits mo-
- tor reflexes but evinces no indications of significant cognitive
- function. (Footnote 1)
-
- Petitioners also adumbrate in their brief a claim based on the
- Equal Protection Clause of the Fourteenth Amendment to the effect
- that Missouri has impermissibly treated incompetent patients dif-
- ferently from competent ones, citing the statement in Cleburne v.
- --------
- Cleburne Living Center, Inc., 473 U. S. 432, 439 (1985), that the
- -------- ------ ------ ---
-
- clause is ``essentially a direction that all persons similarly
- situated should be treated alike.'' The differences between the
- choice made by a competent person to refuse medical treatment,
- --
- and the choice made for an incompetent person by someone else to
- ---
- refuse medical treatment, are so obviously different that the
- State is warranted in establishing rigorous procedures for the
- latter class of cases which do not apply to the former class.
- The State of Missouri is bearing the cost of her care.
-
- After it had become apparent that Nancy Cruzan had virtually no
- chance of regaining her mental faculties her parents asked hospi-
- tal employees to terminate the artificial nutrition and hydration
- procedures. All agree that such a removal would cause her death.
- The employees refused to honor the request without court appro-
- val. The parents then sought and received authorization from the
- state trial court for termination. The court found that a person
- in Nancy's condition had a fundamental right under the State and
- Federal Constitutions to refuse or direct the withdrawal of
- ``death prolonging procedures.'' App. to Pet. for Cert. A99. The
- court also found that Nancy's ``expressed thoughts at age
- twenty-five in somewhat serious conversation with a housemate
- friend that if sick or injured she would not wish to continue her
- life unless she could live at least halfway normally suggests
- that given her present condition she would not wish to continue
- on with her nutrition and hydration.'' Id., at A97-A98.
-
- The Supreme Court of Missouri reversed by a divided vote. The
- court recognized a right to refuse treatment embodied in the
- common-law doctrine of informed consent, but expressed skepticism
- about the application of that doctrine in the circumstances of
- this case. Cruzan v. Harmon, 760 S. W. 2d 408, 416-417 (Mo.
- ------ ------
- 1988) (en banc). The court also declined to read a broad right
- of privacy into the State Constitution which would ``support the
- right of a person to refuse medical treatment in every cir-
- cumstance,'' and expressed doubt as to whether such a right ex-
- isted under the United States Constitution. Id., at 417-418. It
- --
- then decided that the Missouri Living Will statute, Mo. Rev.
- Stat. 459.010 et seq. (1986), embodied a state policy strongly
- favoring the preservation of life. 760 S. W. 2d, at 419-420.
- The court found that Cruzan's statements to her roommate regard-
- ing her desire to live or die under certain conditions were ``un-
- reliable for the purpose of determining her intent,'' id., at
- --
- 424, ``and thus insufficient to support the co-guardians claim to
- exercise substituted judgment on Nancy's behalf.'' Id., at 426.
- --
- It rejected the argument that Cruzan's parents were entitled to
- order the termination of her medical treatment, concluding that
- ``no person can assume that choice for an incompetent in the absence
- of the formalities required under Missouri's Living Will
- statutes or the clear and convincing, inherently reliable evi-
- dence absent here.'' Id., at 425. The court also expressed its
- --
- view that ``[b]road policy questions bearing on life and death
- are more properly addressed by representative assemblies'' than
- judicial bodies. Id., at 426.
- --
- We granted certiorari to consider the question of whether Cruzan
- has a right under the United States Constitution which would re-
- quire the hospital to withdraw life-sustaining treatment from her
- under these circumstances.
-
-
- At common law, even the touching of one person by another
- without consent and without legal justification was a battery.
- See W. Keeton, D. Dobbs, R. Keeton, & D. Owen, Prosser and Keeton
- on Law of Torts 9, pp. 39-42 (5th ed. 1984). Before the turn
- of the century, this Court observed that ``[n]o right is held
- more sacred, or is more carefully guarded, by the common law,
- than the right of every individual to the possession and control
- of his own person, free from all restraint or interference of
- others, unless by clear and unquestionable authority of law.''
- Union Pacific R. Co. v. Botsford, 141 U. S. 250, 251 (1891).
- ----- ------- - -- --------
- This notion of bodily integrity has been embodied in the require-
- ment that informed consent is generally required for medical
- treatment. Justice Cardozo, while on the Court of Appeals of New
- York, aptly described this doctrine: ``Every human being of adult
- years and sound mind has a right to determine what shall be done
- with his own body; and a surgeon who performs an operation
- without his patient's consent commits an assault, for which he is
- liable in damages.'' Schloendorff v. Society of New York Hospi-
- ------------ ------- -- --- ---- ------
- tal, 211 N. Y. 125, 129-30, 105 N. E. 92, 93 (1914). The in-
- ---
- formed consent doctrine has become firmly entrenched in American
- tort law. See Dobbs, Keeton, & Owen, supra, 32, pp. 189-192;
- -----
- F. Rozovsky, Consent to Treatment, A Practical Guide 1-98 (2d ed.
- 1990).
-
- The logical corollary of the doctrine of informed consent is
- that the patient generally possesses the right not to consent,
- that is, to refuse treatment. Until about 15 years ago and the
- seminal decision in In re Quinlan, 70 N. J. 10, 355 A. 2d 647,
- -- -- -------
- cert. denied sub nom., Garger v. New Jersey, 429 U. S. 922
- --- --- ------ --- ------
- (1976), the number of right-to-refuse-treatment decisions were
- relatively few. (Footnote 2)
-
- Most of the earlier cases involved patients who refused medical
- treatment forbidden by their religious beliefs, thus implicating
- First Amendment rights as well as common law rights of self-
- determination. (Footnote 3)
-
- More recently, however, with the advance of medical technology
- capable of sustaining life well past the point where natural
- forces would have brought certain death in earlier times, cases
- involving the right to refuse life-sustaining treatment have
- burgeoned. See 760 S. W. 2d, at 412, n. 4 (collecting 54 report-
- ed decisions from 1976-1988).
-
- In the Quinlan case, young Karen Quinlan suffered severe brain
- -------
- damage as the result of anoxia, and entered a persistent vegeta-
- tive state. Karen's father sought judicial approval to discon-
- nect his daughter's respirator. The New Jersey Supreme Court
- granted the relief, holding that Karen had a right of privacy
- grounded in the Federal Constitution to terminate treatment. In
- --
- re Quinlan, 70 N. J., at 38-42, 355 A. 2d at 662-664. Recogniz-
- -- -------
- ing that this right was not absolute, however, the court balanced
- it against asserted state interests. Noting that the State's in-
- terest ``weakens and the individual's right to privacy grows as
- the degree of bodily invasion increases and the prognosis dims,''
- the court concluded that the state interests had to give way in
-
- that case. Id., at 41, 355 A. 2d, at 664. The court also con-
- --
- cluded that the ``only practical way'' to prevent the loss of
- Karen's privacy right due to her incompetence was to allow her
- guardian and family to decide ``whether she would exercise it in
- these circumstances.'' Ibid.
- ----
- /* This was the first case to bring this to the forefront of
- public attention. */
-
- After Quinlan, however, most courts have based a right to refuse
- -------
- treatment either solely on the common law right to informed consent
- or on both the common law right and a constitutional privacy
- right. See L. Tribe, American Constitutional Law 15-11, p. 1365
- (2d ed. 1988). In Superintendent of Belchertown State School v.
- -------------- -- ----------- ----- ------
- Saikewicz, 373 Mass. 728, 370 N. E. 2d 417 (1977), the Supreme
- ---------
- Judicial Court of Massachusetts relied on both the right of
- privacy and the right of informed consent to permit the withhold-
- ing of chemotherapy from a profoundly-retarded 67-year-old man
- suffering from leukemia. Id., at 737-738, 370 N. E. 2d, at 424.
- --
- Reasoning that an incompetent person retains the same rights as a
- competent individual ``because the value of human dignity extends
- to both,'' the court adopted a ``substituted judgment'' standard
- whereby courts were to determine what an incompetent individual's
- decision would have been under the circumstances. Id., at 745,
- --
- 752-753, 757-758, 370 N. E. 2d, at 427, 431, 434.
-
- /* One of the reasons for relying on state law is so that the
- U.S. Supreme Court cannot review the case. Unless a party can
- show that the U.S. Constitution is impacted, the U.S. Supreme
- Court can not review the same. Some Judges (and I have no
- idea at all here and I'm making a general comment) will go
- to great lengths to cite state law as the source of their
- decision to avoid involving federal courts, especially if they
- are concerned that the federal courts may disagree with their
- ruling. */
-
- Distilling certain state interests from prior case law--the
- preservation of life, the protection of the interests of innocent
- third parties,the prevention of suicide, and the maintenance of
- the ethical integrity of the medical profession--the court
- recognized the first interest as paramount and noted it was
- greatest when an affliction was curable,``as opposed to the
- State interest where, as here, the issue is not whether, but when,
- for how long, and at what cost to the individual [a] life may be
- briefly extended.'' Id., at 742, 370 N. E. 2d, at 426.
- --
-
- In In re Storar 52 N. Y. 2d 363, 420 N. E. 2d 64, cert. denied,
- -- -- ------
- 454 U. S. 858 (1981), the New York Court of Appeals declined to
- base a right to refuse treatment on a constitutional privacy
- right. Instead, it found such a right ``adequately supported''
- by the informed consent doctrine. Id., at 376-377, 420 N. E. 2d,
- --
- at 70. In In re Eichner (decided with In re Storar, supra) an
- -- -- ------- -- -- ------ -----
- 83-year-old man who had suffered brain damage from anoxia entered
- a vegetative state and was thus incompetent to consent to the re-
- moval of his respirator. The court, however, found it unneces-
-
- sary to reach the question of whether his rights could be exer-
- cised by others since it found the evidence clear and convincing
- from statements made by the patient when competent that he ``did
- not want to be maintained in a vegetative coma by use of a
- respirator.'' Id., at 380, 420 N. E. 2d, at 72. In the companion
- --
- Storar case, a 52-year-old man suffering from bladder cancer had
- ------
- been profoundly retarded during most of his life. Implicitly re-
- jecting the approach taken in Saikewicz, supra, the court
- --------- -----
- reasoned that due to such life-long incompetency, ``it is unreal-
- istic to attempt to determine whether he would want to continue
- potentially life prolonging treatment if he were competent.'' 52
- N. Y. 2d, at 380, 420 N. E. 2d, at 72. As the evidence showed
- that the patient's required blood transfusions did not involve
- excessive pain and without them his mental and physical abilities
- would deteriorate, the court concluded that it should not ``allow
- an incompetent patient to bleed to death because someone, even
- someone as close as a parent or sibling, feels that this is best
- for one with an incurable disease.'' Id., at 382, 420 N. E. 2d,
- --
- at 73.
-
-
- Many of the later cases build on the principles established in
- Quinlan, Saikewicz and Storar/Eichner. For instance, in In re
- ------- --------- ------ ------- -- --
- Conroy, 98 N. J. 321, 486 A. 2d 1209 (1985), the same court that
- ------
- decided Quinlan considered whether a nasogastric feeding tube
- -------
- could be removed from an 84-year-old incompetent nursing-home
- resident suffering irreversible mental and physical ailments.
- While recognizing that a federal right of privacy might apply in
- the case, the court, contrary to its approach in Quinlan, decided
- -------
- to base its decision on the common-law right to self-
- determination and informed consent. 98 N. J., at 348, 486 A. 2d,
- at 1223. ``On balance, the right to self-determination ordinari-
- ly outweighs any countervailing state interests, and competent
- persons generally are permitted to refuse medical treatment, even
- at the risk of death. Most of the cases that have held other-
- wise, unless they involved the interest in protecting innocent
- third parties, have concerned the patient's competency to make a
- rational and considered choice.'' Id., at 353-354, 486 A. 2d, at
- --
- 1225.
-
-
- Reasoning that the right of self-determination should not be
- lost merely because an individual is unable to sense a violation
- of it, the court held that incompetent individuals retain a right
- to refuse treatment. It also held that such a right could be ex-
- ercised by a surrogate decisionmaker using a ``subjective'' stan-
- dard when there was clear evidence that the incompetent person
- would have exercised it. Where such evidence was lacking, the
- court held that an individual's right could still be invoked in
- certain circumstances under objective ``best interest'' stan-
- dards. Id., at 361-368, 486 A. 2d, at 1229-1233. Thus, if some
- --
- trustworthy evidence existed that the individual would have want-
- ed to terminate treatment, but not enough to clearly establish a
- person's wishes for purposes of the subjective standard, and the
- burden of a prolonged life from the experience of pain and
- suffering markedly outweighed its satisfactions, treatment could
-
- be terminated under a ``limited-objective'' standard. Where no
- trustworthy evidence existed, and a person's suffering would make
- the administration of life-sustaining treatment inhumane, a
- ``pure-objective'' standard could be used to terminate treatment.
- If none of these conditions obtained, the court held it was best
- to err in favor of preserving life. Id., at 364-368, 486 A. 2d,
- --
- at 1231-1233.
-
- The court also rejected certain categorical distinctions that
- had been drawn in prior refusal-of-treatment cases as lacking
- substance for decision purposes: the distinction between actively
- hastening death by terminating treatment and passively allowing a
- person to die of a disease; between treating individuals as an
- initial matter versus withdrawing treatment afterwards; between
- ordinary versus extraordinary treatment; and between treatment by
- artificial feeding versus other forms of life-sustaining medical
- procedures. Id., at 369-374, 486 N. E. 2d, at 1233-1237. As to
- --
- the last item, the court acknowledged the ``emotional signifi-
- cance'' of food, but noted that feeding by implanted tubes is a
- ``medical procedur[e] with inherent risks and possible side ef-
- fects, instituted by skilled health-care providers to compensate
- for impaired physical functioning'' which analytically was
- equivalent to artificial breathing using a respirator. Id., at
- --
- 373, 486 A. 2d, at 1236. (Footnote 4)
-
- In contrast to Conroy, the Court of Appeals of New York recently
- ------
- refused to accept less than the clearly expressed wishes of a pa-
- tient before permitting the exercise of her right to refuse
- treatment by a surrogate decisionmaker. In re Westchester County -- -- ----------- ------
- Medical Center on behalf of O'Connor, 531 N. E. 2d 607 (1988)
- ------- ------ -- ------ -- - ------
- (O'Connor). There, the court, over the objection of the
- - ------
- patient's family members, granted an order to insert a feeding
- tube into a 77-year-old woman rendered incompetent as a result of
- several strokes. While continuing to recognize a common-law
- right to refuse treatment, the court rejected the substituted
- judgment approach for asserting it ``because it is inconsistent
- with our fundamental commitment to the notion that no person or
- court should substitute its judgment as to what would be an ac-
- ceptable quality of life for another. Consequently, we adhere to
- the view that, despite its pitfalls and inevitable uncertainties,
- the inquiry must always be narrowed to the patient's expressed
- intent, with every effort made to minimize the opportunity for
- error.'' Id., at 530, 531 N. E. 2d, at 613 (citation omitted).
- --
- The court held that the record lacked the requisite clear and
- convincing evidence of the patient's expressed intent to withhold
- life-sustaining treatment. Id., at 531-534, 531 N. E. 2d, at
- --
- 613-615.
-
- Other courts have found state statutory law relevant to the
- resolution of these issues. In Conservatorship of Drabick, 200
- --------------- -- -------
- Cal. App. 3d 185, 245 Cal. Rptr. 840, cert. denied, ---- U. S.
- ---- (1988), the California Court of Appeal authorized the remo-
- val of a nasogastric feeding tube from a 44-year-old man who was
- in a persistent vegetative state as a result of an auto accident.
- Noting that the right to refuse treatment was grounded in both
- the common law and a constitutional right of privacy, the court
- held that a state probate statute authorized the patient's con-
-
- servator to order the withdrawal of life-sustaining treatment
- when such a decision was made in good faith based on medical ad-
- vice and the conservatee's best interests. While acknowledging
- that ``to claim that [a patient's] `right to choose' survives in-
- competence is a legal fiction at best,'' the court reasoned that
- the respect society accords to persons as individuals is not lost
- upon incompetence and is best preserved by allowing others ``to
- make a decision that reflects [a patient's] interests more close-
- ly than would a purely technological decision to do whatever is
- possible.''(Footnote 5)
-
- /* You might be surprised that a state probate code has something
- to do with a case like this. Often probate codes include matters
- regarding orphans and guardianships.*/
-
-
- Id., at 208, 245 Cal. Rptr., at 854-855. See also In re Conser-
- -- -- -- -------
- vatorship of Torres, 357 N. W. 2d 332 (Minn. 1984) (Minnesota
- --------- -- ------
- court had constitutional and statutory authority to authorize a
- conservator to order the removal of an incompetent individual's
- respirator since in patient's best interests).
-
-
- In In re Estate of Longeway, 123 Ill. 2d 33, 549 N. E. 2d 292
- -- -- ------ -- --------
- (1989), the Supreme Court of Illinois considered whether a 76-
- year-old woman rendered incompetent from a series of strokes had
- a right to the discontinuance of artificial nutrition and hydra-
- tion. Noting that the boundaries of a federal right of privacy
- were uncertain, the court found a right to refuse treatment in
- the doctrine of informed consent. Id., at 43-45, 549 N. E. 2d,
- at 296-297. The court further held that the State Probate Act
- impliedly authorized a guardian to exercise a ward's right to re-
- fuse artificial sustenance in the event that the ward was termi-
- nally ill and irreversibly comatose. Id., at 45-47, 549 N. E.
- --
- 2d, at 298. Declining to adopt a best interests standard for de-
- ciding when it would be appropriate to exercise a ward's right
- because it ``lets another make a determination of a patient's
- quality of life,'' the court opted instead for a substituted
- judgment standard. Id., at 49, 549 N. E. 2d, at 299. Finding
- --
- the ``expressed intent'' standard utilized in O'Connor, supra,
- - ------ -----
- too rigid, the court noted that other clear and convincing evi-
- dence of the patient's intent could be considered. 133 Ill. 2d,
- at 50-51, 549 N. E. 2d, at 300. The court also adopted the
- ``consensus opinion [that] treats artificial nutrition and hydra-
- tion as medical treatment.'' Id., at 42, 549 N. E. 2d, at 296.
- --
- Cf. McConnell v. Beverly Enterprises-Connecticut, Inc., 209
- --------- ------- ----------- ----------- ---
- Conn. 692, 705, 553 A. 2d 596, 603 (1989) (right to withdraw ar-
- tificial nutrition and hydration found in the Connecticut Removal
- of Life Support Systems Act, which ``provid[es] functional guide-
- lines for the exercise of the common law and constitutional
- rights of self-determination''; attending physician authorized to
- remove treatment after finding that patient is in a terminal con-
- dition, obtaining consent of family, and considering expressed
- wishes of patient).
-
- /* As noted in our review of the living will laws for the states,
- Connecticut's law is particularly week. You need not only to have
- a living will but also to have consent of one's family for life
-
- sustaining treatment to be ended. */
-
- As these cases demonstrate, the common-law doctrine of informed
- consent is viewed as generally encompassing the right of a com-
- petent individual to refuse medical treatment. Beyond that,
- these decisions demonstrate both similarity and diversity in
- their approach to decision of what all agree is a perplexing
- question with unusually strong moral and ethical overtones.
- State courts have available to them for decision a number of
- sources--state constitutions, statutes, and common law--which are
- not available to us. In this Court, the question is simply and
- starkly whether the United States Constitution prohibits Missouri
- from choosing the rule of decision which it did. This is the
- first case in which we have been squarely presented with the is-
- sue of whether the United States Constitution grants what is in
- common parlance referred to as a ``right to die.'' We follow the
- judicious counsel of our decision in Twin City Bank v. Nebeker,
- ---- ---- ---- -------
- 167 U. S. 196, 202 (1897), where we said that in deciding ``a
- question of such magnitude and importance . . . it is the
- [better] part of wisdom not to attempt, by any general statement,
- to cover every possible phase of the subject.''
-
-
- The Fourteenth Amendment provides that no State shall ``deprive
- any person of life, liberty, or property, without due process of
- law.'' The principle that a competent person has a constitution-
- ally protected liberty interest in refusing unwanted medical
- treatment may be inferred from our prior decisions. In Jacobson
- --------
- v. Massachusetts, 197 U. S. 11, 24-30 (1905), for instance, the
- -------------
- Court balanced an individual's liberty interest in declining an
- unwanted smallpox vaccine against the State's interest in
- preventing disease. Decisions prior to the incorporation of the
- Fourth Amendment into the Fourteenth Amendment analyzed searches
- and seizures involving the body under the Due Process Clause and
- were thought to implicate substantial liberty interests. See,
- e. g., Breithaupt v. Abrams, 352 U. S. 432, 439 (1957) (``As
- ---------- ------
- against the right of an individual that his person be held in-
- violable . . . must be set the interests of society . . .'').
-
-
- Just this Term, in the course of holding that a State's pro-
- cedures for administering antipsychotic medication to prisoners
- were sufficient to satisfy due process concerns, we recognized
- that prisoners possess ``a significant liberty interest in avoid-
- ing the unwanted administration of antipsychotic drugs under the
- Due Process Clause of the Fourteenth Amendment.'' Washington v.
- ----------
- Harper, ---- U. S. ----, ---- (1990) (slip op., at 9); see also
- ------
- id., at ---- (slip op., at 17) (``The forcible injection of medi-
- --
- cation into a nonconsenting person's body represents a substan-
- tial interference with that person's liberty''). Still other
- cases support the recognition of a general liberty interest in
- refusing medical treatment. Vitek v. Jones, 445 U. S. 480, 494
- ----- -----
- (1980) (transfer to mental hospital coupled with mandatory
- behavior modification treatment implicated liberty interests);
- Parham v. J. R., 442 U. S. 584, 600 (1979) (``a child, in common
- ------ - -
- with adults, has a substantial liberty interest in not being con-
- fined unnecessarily for medical treatment'').
-
-
- But determining that a person has a ``liberty interest'' under
- the Due Process Clause does not end the inquiry;
- ``whether respondent's constitutional rights have been violated
- must be determined by balancing his liberty interests against the
- relevant state interests.'' Youngberg v. Romeo, 457 U. S. 307,
- --------- -----
- 321 (1982). See also Mills v. Rogers, 457 U. S. 291, 299 (1982).
- ----- ------
-
-
- Petitioners insist that under the general holdings of our cases,
- the forced administration of life-sustaining medical treatment,
- and even of artificially-delivered food and water essential to
- life, would implicate a competent person's liberty interest.
- Although we think the logic of the cases discussed above would
- embrace such a liberty interest, the dramatic consequences in-
- volved in refusal of such treatment would inform the inquiry as
- to whether the deprivation of that interest is constitutionally
- permissible. But for purposes of this case, we assume that the
- United States Constitution would grant a competent person a con-
- stitutionally protected right to refuse lifesaving hydration and
- nutrition.
-
- /* This is an important idea expressed by the Court, although it
- is what attorney's and Judges refer to as "dicta." That is things
- which are stated which are not part of the actual decision and
- necessary to the court's holding. However, it is certainly quite
- likely that the Court would rule this way if presented with the
- question, and such dicta are quite persuasive. */
-
-
- Petitioners go on to assert that an incompetent person should
- possess the same right in this respect as is possessed by a com-
- petent person. They rely primarily on our decisions in Parham v.
- ------
- J. R., supra, and Youngberg v. Romeo, 457 U. S. 307 (1982). In
- - - ----- --------- -----
- Parham, we held that a mentally disturbed minor child had a li-
- ------
- berty interest in ``not being confined unnecessarily for medical
- treatment,'' 442 U. S., at 600, but we certainly did not intimate
- that such a minor child, after commitment, would have a liberty
- interest in refusing treatment. In Youngberg, we held that a
- ---------
- seriously retarded adult had a liberty interest in safety and
- freedom from bodily restraint, 457 U. S., at 320. Youngberg,
- ---------
- however, did not deal with decisions to administer or withhold
- medical treatment.
-
-
- The difficulty with petitioners' claim is that in a sense it
- begs the question: an incompetent person is not able to make an
- informed and voluntary choice to exercise a hypothetical right to
- refuse treatment or any other right. Such a ``right'' must be
- exercised for her, if at all, by some sort of surrogate. Here,
- Missouri has in effect recognized that under certain cir-
- cumstances a surrogate may act for the patient in electing to
- have hydration and nutrition withdrawn in such a way as to cause
- death, but it has established a procedural safeguard to assure
- that the action of the surrogate conforms as best it may to the
- wishes expressed by the patient while competent. Missouri re-
- quires that evidence of the incompetent's wishes as to the with-
-
- drawal of treatment be proved by clear and convincing evidence.
- The question, then, is whether the United States Constitution
- forbids the establishment of this procedural requirement by the
- State. We hold that it does not.
-
- Whether or not Missouri's clear and convincing evidence require-
- ment comports with the United States Constitution depends in part
- on what interests the State may properly seek to protect in this
- situation. Missouri relies on its interest in the protection and
- preservation of human life, and there can be no gainsaying this
- interest. As a general matter, the States--indeed, all civilized
- nations--demonstrate their commitment to life by treating homi-
- cide as serious crime. Moreover, the majority of States in this
- country have laws imposing criminal penalties on one who assists
- another to commit suicide. We do not think a State is required to
- remain neutral in the face of an informed and voluntary decision
- by a physically-able adult to starve to death.
-
- But in the context presented here, a State has more particular
- interests at stake. The choice between life and death is a dee-
- ply personal decision of obvious and overwhelming finality. We
- believe Missouri may legitimately seek to safeguard the personal
- element of this choice through the imposition of heightened evi-
- dentiary requirements. It cannot be disputed that the Due Pro-
- cess Clause protects an interest in life as well as an interest
- in refusing life-sustaining medical treatment. Not all incom-
- petent patients will have loved ones available to serve as surro-
- gate decisionmakers. And even where family members are present,
- ``[t]here will, of course, be some unfortunate situations in
- which family members will not act to protect a patient.'' In re
- -- --
- Jobes, 108 N. J. 394, 419, 529 A. 2d 434, 477 (1987). A State
- -----
- is entitled to guard against potential abuses in such situations.
- Similarly, a State is entitled to consider that a judicial
- proceeding to make a determination regarding an incompetent's
- wishes may very well not be an adversarial one, with the added
- guarantee of accurate factfinding that the adversary process
- brings with it.
- See Ohio v. Akron Center for Reproductive Health, ---- U. S.
- ---- ----- ------ --- ------------ ------
- ----, ---- (1990) (slip op., at 10-11). Finally, we think a
- State may properly decline to make judgments about the ``quali-
- ty'' of life that a particular individual may enjoy, and simply
- assert an unqualified interest in the preservation of human life
- to be weighed against the constitutionally protected interests of
- the individual.
-
- In our view, Missouri has permissibly sought to advance these
- interests through the adoption of a ``clear and convincing''
- standard of proof to govern such proceedings. ``The function of
- a standard of proof, as that concept is embodied in the Due Pro-
- cess Clause and in the realm of factfinding, is to `instruct the
- factfinder concerning the degree of confidence our society thinks
- he should have in the correctness of factual conclusions for a
- particular type of adjudication.' '' Addington v. Texas, 441
- --------- -----
- U. S. 418, 423 (1979) (quoting In re Winship, 397 U. S. 358, 370
- -- -- -------
- (1970) (Harlan, J., concurring)). ``This Court has mandated an
- intermediate standard of proof--`clear and convincing
- evidence'--when the individual interests at stake in a state
- proceeding are both `particularly important' and `more substan-
- tial than mere loss of money.' '' Santosky v. Kramer, 455 U. S.
- -------- ------
-
- 745, 756 (1982) (quoting Addington, supra, at 424). Thus, such a
- --------- -----
- standard has been required in deportation proceedings, Woodby v.
- ------
- INS, 385 U. S. 276 (1966), in denaturalization proceedings,
- ---
- Schneiderman v. United States, 320 U. S. 118 (1943), in civil
- ------------ ------ ------
- commitment proceedings, Addington, supra, and in proceedings for
- --------- -----
- the termination of parental rights. Santosky, supra.
- -------- -----
-
- Petitioners also adumbrate in their brief a claim based on the
- Equal Protection Clause of the Fourteenth Amendment to the effect
- that Missouri has impermissibly treated incompetent patients dif-
- ferently from competent ones, citing the statement in Cleburne v.
- --------
- Cleburne Living Center, Inc., 473 U. S. 432, 439 (1985), that the
- -------- ------ ------ ---
- clause is ``essentially a direction that all persons similarly
- situated should be treated alike.'' The differences between the
- choice made by a competent person to refuse medical treatment,
- --
- and the choice made for an incompetent person by someone else to
- ---
- refuse medical treatment, are so obviously different that the
- State is warranted in establishing rigorous procedures for the
- latter class of cases which do not apply to the former class.
- Further, this level of proof, ``or an even higher one, has tradi-
- tionally been imposed in cases involving allegations of civil
- fraud, and in a variety of other kinds of civil cases involving
- such issues as . . . lost wills, oral contracts to make bequests,
- and the like.'' Woodby, supra, at 285, n. 18.
- ------ -----
-
- We think it self-evident that the interests at stake in the in-
- stant proceedings are more substantial, both on an individual and
- societal level, than those involved in a run-of-the-mine civil
- dispute. But not only does the standard of proof reflect the im-
- portance of a particular adjudication, it also serves as ``a so-
- cietal judgment about how the risk of error should be distributed
- between the litigants.'' Santosky, supra, 455 U. S. at 755; Ad-
- -------- ----- ---
- dington, supra, at 423. The more stringent the burden of proof a
- ------- -----
- party must bear, the more that party bears the risk of an errone-
- ous decision. We believe that Missouri may permissibly place an
- increased risk of an erroneous decision on those seeking to ter-
- minate an incompetent individual's life-sustaining treatment. An
- erroneous decision not to terminate results in a maintenance of
- the status quo; the possibility of subsequent developments such
- as advancments in medical science, the discovery of new evidence
- regarding the patient's intent, changes in the law, or simply the
- unexpected death of the patient despite the administration of
- life-sustaining treatment, at least create the potential that a
- wrong decision will eventually be corrected or its impact miti-
- gated. An erroneous decision to withdraw life-sustaining treat-
- ment, however, is not susceptible of correction. In Santosky,
- --------
- one of the factors which led the Court to require proof by clear
- and convincing evidence in a proceeding to terminate parental
- rights was that a decision in such a case was final and irrevoca-
- ble. Santosky, supra, at 759. The same must surely be said of
- -------- -----
- the decision to discontinue hydration and nutrition of a patient
-
- such as Nancy Cruzan, which all agree will result in her death.
-
-
- It is also worth noting that most, if not all, States simply
- forbid oral testimony entirely in determining the wishes of par-
- ties in transactions which, while important, simply do not have
- the consequences that a decision to terminate a person's life
- does. At common law and by statute in most States, the parole
- evidence rule prevents the variations of the terms of a written
- contract by oral testimony. The statute of frauds makes unen-
- forceable oral contracts to leave property by will, and statutes
- regulating the making of wills universally require that those in-
- struments be in writing. See 2 A. Corbin, Contracts 398,
- pp. 360-361 (1950); 2 W. Page, Law of Wills 19.3-19.5, pp. 61-71
- (1960). There is no doubt that statutes requiring wills to be in
- writing, and statutes of frauds which require that a contract to
- make a will be in writing, on occasion frustrate the effectuation
- of the intent of a particular decedent, just as Missouri's re-
- quirement of proof in this case may have frustrated the effectua-
- tion of the not-fully-expressed desires of Nancy Cruzan. But the
- Constitution does not require general rules to work faultlessly;
- no general rule can.
-
- In sum, we conclude that a State may apply a clear and convinc-
- ing evidence standard in proceedings where a guardian seeks to
- discontinue nutrition and hydration of a person diagnosed to be
- in a persistent vegetative state. We note that many courts which
- have adopted some sort of substituted judgment procedure in si-
- tuations like this, whether they limit consideration of evidence
- to the prior expressed wishes of the incompetent individual, or
- whether they allow more general proof of what the individual's
- decision would have been, require a clear and convincing standard
- of proof for such evidence. See, e. g., Longeway, 133 Ill. 2d,
- - - --------
- at 50- 51, 549 N. E. 2d at 300; McConnell, 209 Conn., at 707-710,
- ---------
- 553 A. 2d at 604-605; O'Connor, 72 N. Y. 2d, at 529-530, 531
- - ------
- N. E. 2d, at 613; In re Gardner, 534 A. 2d 947, 952-953 (Me.
- -- -- -------
- 1987); In re Jobes, 108 N. J., at 412-413, 529 A. 2d, at 443;
- -- -- -----
- Leach v. Akron General Medical Center, 68 Ohio Misc. 1, 11, 426
- ----- ----- ------- ------- ------
- N. E. 2d 809, 815 (1980).
-
-
- The Supreme Court of Missouri held that in this case the tes-
- timony adduced at trial did not amount to clear and convincing
- proof of the patient's desire to have hydration and nutrition
- withdrawn. In so doing, it reversed a decision of the Missouri
- trial court which had found that the evidence ``suggest[ed]''
- Nancy Cruzan would not have desired to continue such measures,
- App. to Pet. for Cert. A98, but which had not adopted the stan-
- dard of ``clear and convincing evidence'' enunciated by the
- Supreme Court. The testimony adduced at trial consisted primari-
- ly of Nancy Cruzan's statements made to a housemate about a year
- before her accident that she would not want to live should she
- face life as a ``vegetable,'' and other observations to the same
- effect. The observations did not deal in terms with withdrawal
- of medical treatment or of hydration and nutrition. We cannot
- say that the Supreme Court of Missouri committed constitutional
- error in reaching the conclusion that it did.
-
- We are not faced in this case with the question of whether a
-
- State might be required to defer to the decision of a surrogate
- if competent and probative evidence established that the patient
- herself had expressed a desire that the decision to terminate
- life-sustaining treatment be made for her by that individual.
-
- Petitioners also adumbrate in their brief a claim based on the
- Equal Protection Clause of the Fourteenth Amendment to the effect
- that Missouri has impermissibly treated incompetent patients dif-
- ferently from competent ones, citing the statement in Cleburne v.
- --------
- Cleburne Living Center, Inc., 473 U. S. 432, 439 (1985), that the
- -------- ------ ------ ---
- clause is ``essentially a direction that all persons similarly
- situated should be treated alike.'' The differences between the
- choice made by a competent person to refuse medical treatment,
- --
- and the choice made for an incompetent person by someone else to
- ---
- refuse medical treatment, are so obviously different that the
- State is warranted in establishing rigorous procedures for the
- latter class of cases which do not apply to the former class.
-
- Petitioners alternatively contend that Missouri must accept the
- ``substituted judgment'' of close family members even in the ab-
- sence of substantial proof that their views reflect the views of
- the patient. They rely primarily upon our decisions in
- Michael H. v. Gerald D., 491 U. S. ---- (1989), and Parham v.
- ------- - ------ - ------
- J. R., 442 U. S. 584 (1979). But we do not think these cases
- - -
- support their claim. In Michael H., we upheld the constitu-
- ------- - ------
- tionality of California's favored treatment of traditional family
- relationships; such a holding may not be turned around into a
- constitutional requirement that a State must recognize the prima-
- ----
- cy of those relationships in a situation like this. And in Par-
- ----
- ham, where the patient was a minor, we also upheld the constitu-
- --- ------
- tionality of a state scheme in which parents made certain deci-
- sions for mentally ill minors. Here again petitioners would seek
- to turn a decision which allowed a State to rely on family de-
- cisionmaking into a constitutional requirement that the State
- recognize such decisionmaking. But constitutional law does not
- work that way.
-
- No doubt is engendered by anything in this record but that Nancy
- Cruzan's mother and father are loving and caring parents. If the
- State were required by the United States Constitution to repose a
- right of ``substituted judgment'' with anyone, the Cruzans would
- surely qualify. But we do not think the Due Process Clause re-
- quires the State to repose judgment on these matters with anyone
- but the patient herself. Close family members may have a strong
- feeling--a feeling not at all ignoble or unworthy, but not en-
- tirely disinterested, either--that they do not wish to witness
- the continuation of the life of a loved one which they regard as
- hopeless, meaningless, and even degrading. But there is no au-
- tomatic assurance that the view of close family members will
- necessarily be the same as the patient's would have been had she
- been confronted with the prospect of her situation while com-
- petent. All of the reasons previously discussed for allowing
- Missouri to require clear and convincing evidence of the
- patient's wishes lead us to conclude that the State may choose to
- defer only to those wishes, rather than confide the decision to
-
- close family members.
-
- The judgment of the Supreme Court of Missouri is
-
- Affirmed.
-
- JUSTICE O'CONNOR, concurring.
-
-
- I agree that a protected liberty interest in refusing unwanted
- medical treatment may be inferred from our prior decisions, see
-
- ante at 13, and that the refusal of artificially delivered food
- ----
- and water is encompassed within that liberty interest. See ante,
- ----
- at 15. I write separately to clarify why I believe this to be
- so.
-
- As the Court notes, the liberty interest in refusing medical
- treatment flows from decisions involving the State's invasions
- into the body. See ante, at 14. Because our notions of liberty
- ----
- are inextricably entwined with our idea of physical freedom and
- self-determination, the Court has often deemed state incursions
- into the body repugnant to the interests protected by the Due
- Process Clause. See, e. g., Rochin v. California, 342 U. S.
- - - ------ ----------
- 165, 172 (1952) (``Illegally breaking into the privacy of the
- petitioner, the struggle to open his mouth and remove what was
- there, the forcible extraction of his stomach's contents . . . is
- bound to offend even hardened sensibilities''); Union Pacific R.
- ----- ------- -
- Co. v. Botsford, 141 U. S. 250, 251 (1891). Our Fourth Amend-
- -- --------
- ment jurisprudence has echoed this same concern. See Schmerber
- ---------
- v. California, 384 U. S. 757, 772 (1966) (``The integrity of an
- ----------
- individual's person is a cherished value of our society''); Wins-
- -----
- ton v. Lee, 470 U. S. 753, 759 (1985) (``A compelled surgical in-
- --- ---
- trusion into an individual's body for evidence . . . implicates
- expectations of privacy and security of such magnitude that the
- intrusion may be `unreasonable' even if likely to produce evi-
- dence of a crime''). The State's imposition of medical treatment
- on an unwilling competent adult necessarily involves some form of
- restraint and intrusion. A seriously ill or dying patient whose
- wishes are not honored may feel a captive of the machinery re-
- quired for life-sustaining measures or other medical interven-
- tions. Such forced treatment may burden that individual's liber-
- ty interests as much as any state coercion. See, e. g., Washing-
- - - --------
- ton v. Harper, 494 U. S. ----, ---- (1990); Parham v. J. R., 442
- --- ------ ------ - -
- U. S. 584, 600 (1979) (``It is not disputed that a child, in com-
- mon with adults, has a substantial liberty interest in not being
- confined unnecessarily for medical treatment'').
-
-
- The State's artificial provision of nutrition and hydration im-
- plicates identical concerns. Artificial feeding cannot readily
- be distinguished from other forms of medical treatment. See,
- e. g., Council on Ethical and Judicial Affairs, American Medical
- - -
-
- Association, AMA Ethical Opinion 2.20, Withholding or Withdrawing
- Life-Prolonging Medical Treatment, Current Opinions 13 (1989);
- The Hastings Center, Guidelines on the Termination of Life-
- Sustaining Treatment and the Care of the Dying 59 (1987). Wheth-
- er or not the techniques used to pass food and water into the
- patient's alimentary tract are termed ``medical treatment,'' it
- is clear they all involve some degree of intrusion and restraint.
- Feeding a patient by means of a nasogastric tube requires a phy-
- sician to pass a long flexible tube through the patient's nose,
- throat and esophagus and into the stomach. Because of the
- discomfort such a tube causes, ``[m]any patients need to be res-
- trained forcibly and their hands put into large mittens to
- prevent them from removing the tube.'' Major, The Medical Pro-
- cedures for Providing Food and Water: Indications and Effects, in
- By No Extraordinary Means: The Choice to Forgo Life-Sustaining
- Food and Water 25 (J. Lynn ed. 1986). A gastrostomy tube (as was
- used to provide food and water to Nancy Cruzan, see ante, at 2)
- ----
- or jejunostomy tube must be surgically implanted into the stomach
- or small intestine. Office of Technology Assessment Task Force,
- Life-Sustaining Technologies and the Elderly 282 (1988). Requir-
- ing a competent adult to endure such procedures against her will
- burdens the patient's liberty, dignity, and freedom to determine
- the course of her own treatment. Accordingly, the liberty
- guaranteed by the Due Process Clause must protect, if it protects
- anything, an individual's deeply personal decision to reject med-
- ical treatment, including the artificial delivery of food and wa-
- ter.
-
- I also write separately to emphasize that the Court does not to-
- day decide the issue whether a State must also give effect to the
- decisions of a surrogate decisionmaker. See ante, at 22, n. 13.
- ----
- In my view, such a duty may well be constitutionally required to
- protect the patient's liberty interest in refusing medical treat-
- ment. Few individuals provide explicit oral or written instruc-
- tions regarding their intent to refuse medical treatment should
- they become incompetent.
-
- /* This is not as it should be! Use this program if you have a
- strong desire to do so to make a living will. */
-
- See 2 President's Commission for the Study of Ethical Problems
- in Medicine and Biomedical and Behavioral Research, Making Health
- Care Decisions 241-242 (1982) (36% of those surveyed gave in-
- structions regarding how they would like to be treated if they
- ever became too sick to make decisions; 23% put those instruc-
- tions in writing) (Lou Harris Poll, September 1982); American
- Medical Association Surveys of Physician and Public Opinion on
- Health Care Issues 29-30 (1988) (56% of those surveyed had told
- family members their wishes concerning the use of life-sustaining
- treatment if they entered an irreversible coma; 15% had filled
- out a living will specifying those wishes).
-
- States which decline to consider any evidence other than such in-
- structions may frequently fail to honor a patient's intent. Such
- failures might be avoided if the State considered an equally pro-
- bative source of evidence: the patient's appointment of a proxy
- to make health care decisions on her behalf. Delegating the au-
- thority to make medical decisions to a family member or friend is
- becoming a common method of planning for the future. See, e. g.,
- - -
- Areen, The Legal Status of Consent Obtained from Families of
- Adult Patients to Withhold or Withdraw Treatment, 258 JAMA 229,
- 230 (1987). Several States have recognized the practical wisdom
- of such a procedure by enacting durable power of attorney sta-
-
- tutes that specifically authorize an individual to appoint a sur-
- rogate to make medical treatment decisions.
-
- Some state courts have suggested that an agent appointed pursuant
- to a general durable power of attorney statute would also be em-
- powered to make health care decisions on behalf of the patient.
- See, e. g., In re Peter, 108 N. J. 365, 378-379, 529 A. 2d 419,
- - - -- -- -----
- 426 (1987); see also 73 Op. Md. Atty. Gen. No. 88-046 (1988) (in-
- terpreting Md. Est. & Trusts Code Ann. 13- 601 to 13-602 (1974),
- as authorizing a delegatee to make health care decisions). Other
- States allow an individual to designate a proxy to carry out the
- intent of a living will.
-
- These procedures for surrogate decisionmaking, which appear to be
- rapidly gaining in acceptance, may be a valuable additional safe-
- guard of the patient's interest in directing his medical care.
- Moreover, as patients are likely to select a family member as a
- surrogate, see 2 President's Commission for the Study of Ethical
- Problems in Medicine and Biomedical and Behavioral Research, Mak-
- ing Health Care Decisions 240 (1982), giving effect to a proxy's
- decisions may also protect the ``freedom of personal choice in
- matters of . . . family life.'' Cleveland Board of Education v.
- --------- ----- -- ---------
- LaFleur, 414 U. S. 632, 639 (1974).
- -------
-
- Today's decision, holding only that the Constitution permits a
- State to require clear and convincing evidence of Nancy Cruzan's
- desire to have artificial hydration and nutrition withdrawn, does
- not preclude a future determination that the Constitution re-
- quires the States to implement the decisions of a patient's duly
- appointed surrogate. Nor does it prevent States from developing
- other approaches for protecting an incompetent individual's li-
- berty interest in refusing medical treatment. As is evident from
- the Court's survey of state court decisions, see ante at 6-13, no
- ----
- national consensus has yet emerged on the best solution for this
- difficult and sensitive problem. Today we decide only that one
- State's practice does not violate the Constitution; the more
- challenging task of crafting appropriate procedures for safe-
- guarding incompetents' liberty interests is entrusted to the
- ``laboratory'' of the States, New State Ice Co. v. Liebmann, 285
- --- ----- --- -- --------
- U. S. 262, 311 (1932) (Brandeis, J., dissenting), in the first
- instance.
-